Our core belief is very simple... Clients Come First
We will be backed by industry professionals within our RIA who are well qualified to handle every aspect of your wealth management needs. Our wealth management team and partners are made up of experienced investment professionals, including Chartered Financial Analysts (CFA), Certified Financial Planners (CFP), Certified Investment Management Analysts (CIMA) and Estate Attorneys, and Tax Professionals. From the beginning, they have been tested in extreme environments, often delivering strong results in both bull and bear markets. Your assets are also held by a leading independent qualified custodian providing confidence with your choices of Pershing, Fidelity Investments, Charles Schwab, and TD Ameritrade. Our registered investment advisor is regulated by the SEC, whose mission is to protect investors and maintain the integrity of the securities market. Under the strict SEC rules, registered investment advisors have a fiduciary duty to their clients. This is a moral and a legal obligation to place a client’s interests ahead of their own.
We are committed to full transparency and strict oversight. All of the advisory assets we manage are held in a separate custodial account subject to regular audits, reviews, regulatory examinations, and performance reports by respected, independent fiduciaries.
A holistic planning approach provides our clients a single point of contact for all financial-related matters so that decisions can be made based on the holistic plan rather than the individual components.